Policy & Regulations
For a complete overview of our Corporate Governance Policy together with other relevant internal regulations please refer to the documents below:
Managing Board/Supervisory Board related documents
- Compliance with Dutch Corporate Governance Code
- Compliance with Dutch Banking Code
- Rules Governing the Managing Board
- Rules Governing the Supervisory Board
- Profile of the Supervisory Board
- Schedule of resignation members Supervisory Board
- Charter Governing Audit and Compliance Committee
- Charter Governing Remuneration and Nominating Committee
- Charter Governing Risk Policy Committee
- Charter Governing Related Party Transactions Committee
Compliance related documents
NIBC acts as a service provider in social and economic sectors of society. This task is performed by everyone in the organisation. In order for everyone to work together effectively we need certain common understandings. The NIBC Code of Conduct endeavours to allow NIBC to serve the interests of its businesses and its clients, but also the interests of society as a whole.
The whistleblower regulation body was set up to ensure employees have the opportunity to report potential malpractice at the earliest stage and is designed in such a way that genuine employees concerns are handled fairly and are appropriately investigated.
- Code of Conduct
- Procedure on Private Investment Transactions
- Procedure on Whistleblowing
- Client Information brochure on MiFID
- NIBC policy on opting up
- Template for Opt Up Request Letter Professional Client
- Template for Opt Up Request Letter Non-Professional Client
- NIBC policy on order execution
- Procedure on conflict of interest & inducements NIBC
- Complaints procedure clients